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Authors Liberty Masekesa & Oliver Fuo

Affiliation University of South Africa North-West University, South Africa

Email libertykudzai@gmail.com & Oliver.Fuo@nwu.ac.za

Date Submitted 11 April 2023

Date Revised 18 April 2024

Date Accepted 18 April 2024

Date Published 8 July 2024

Editor Prof H Chitimira

Series Editor Prof O Fuo

Journal Editor Prof C Rautenbach

How to cite this contribution

Masekesa L and Fuo O "The Potential of Spatial Planning as a Tool for Cities' Pursuit of Sustainable Development Goal 11 in Zimbabwe" PER / PELJ 2024(27) - DOI http://dx.doi.org/10.17159/1727-3781/2024/v27i0a15931

Copyright

DOI http://dx.doi.org/10.17159/1727-3781/2024/v27i0a15931

This article analyses the extent to which the applicable legal and
policy frameworks in Zimbabwe enable cities to use spatial

Abstract

This article analyses the extent to which the applicable legal and

Keywords

Sustainable Development Goal 11; spatial planning; local authorities; law and policy; Zimbabwe.

……………………………………………………….

1 Introduction

More than half the world's population is living in cities, 1

 Liberty Masekesa. LLB LLM PhD (NWU). Postdoctoral Fellow, Department of Public, Constitutional and International Law (CLAW), University of South Africa (UNISA). Email: libertykudzai@gmail.com. ORCiD: https://orcid.org/0000-0002-1668-6743. This article draws from the PhD thesis of Dr Masekesa that was supervised by Prof Fuo and submitted to the NWU: The Role of Local Authorities in Realising Goal 11 of the Sustainable Development Goals (SDGs) in Zimbabwe (2021).

 Oliver Fuo. LLB LLM and LLD (NWU). Professor, Faculty of Law, North-West University (NWU), South Africa. Email: Oliver.Fuo@nwu.ac.za. ORCiD: https://orcid.org/0000-0002-1442-8599.

1 There is no universally accepted definition of a city. However, the term is broadly read to include all municipal or local governments exercising some form of legislative, executive, and administrative powers within a defined geographic jurisdiction. See Aust and Du Plessis "Introduction" 7.

and that share is projected to rise to 60 per cent by 2030. 2

2 UN SDG Progress Report 44. See also UN World Population Prospects 1.

By 2050, the world's urban population is expected to nearly double, making urbanisation one of the most transformative trends of the twenty-first century. 3

3 Paragraph 2 of the Habitat III New Urban Agenda UN Doc A/RES/71/256 (2016) (hereinafter referred to as the NUA).

In order to exploit opportunities presented by urbanisation the international community reinvigorated the role of cities as co-global actors in pursuance of the global sustainable development agenda, by dedicating Sustainable Development Goal (SDG) 11 in the United Nations (UN) 2030 Sustainable Development Agenda 4

4 UN Transforming Our World: The 2030 Agenda (hereinafter referred to as Agenda 2030).

to cities. This goal requires local authorities to assist UN Member States in making cities and human settlements across the world "inclusive, safe, resilient and sustainable" by 2030. These four modifiers generally seek to promote sustainability in cities. This view is based on the opinion that inclusiveness, safety, and resilience are indispensable to a sustainable city. 5

5 Masekesa 2021 PELJ 2.

Although sustainability is a far-reaching term, SDG 11 provides a framework within which it is supposed to be understood and encapsulates specific targets that are critical for the transition of cities around the globe to a sustainable future by 2030. 6

6 See Part 2 below for details.

Spatial planning can be used to address urban sustainability challenges and therefore to promote the normative vision portrayed in SDG 11. 7

7 Van Wyk Planning Law 1.

"Spatial planning", also referred to as "urban planning" or "town planning", is a generic term used to describe systems for managing the physical development of land. 8

8 Silva and Acheampong Developing an Inventory 11.

It is a decision-making process aimed at realising social, economic, cultural and environmental goals through planning tools

such as spatial plans, strategies and policies for regulating the location, timing and form of development. 9

9 Healey et al Making Strategic Spatial Plans 3; UN-Habitat International Guidelines 2.

Spatial planning is a critical tool for reshaping the forms and functions of cities and regions. It can be used to generate endogenous economic growth, prosperity and employment while addressing the needs of often marginalised sections of society. 10

10 UN-Habitat International Guidelines 2.

It has the potential to guide and ensure the orderly development of cities, their settlements and infrastructure considering other communities which commute into and out of urban areas or share resources with them. 11

11 Chan, Samat and Hoa "Decision Support System" 199.

Zimbabwe is committed to the pursuit of local sustainability as envisaged in terms of SDG 11 since it was among the 193 UN Member States that unanimously adopted the 2030 Agenda in 2015. A closer look at laws and policies in Zimbabwe shows that the commitment to promote local sustainability predates the adoption of the 2030 Agenda. 12

12 Masekesa 2021 PELJ 10-12.

Despite the existence of a legal framework aimed at facilitating decentralisation in Zimbabwe, local authorities are still faced with a wide range of sustainability challenges, including an ever-increasing number of slum dwellers, unplanned urban sprawl, worsening air pollution, and inadequate and overburdened infrastructure and services. 13

13 Republic of Zimbabwe 2020 http://zimbabwe.un.org/en/159037-zimbabwe-sdgs-review-progress-report; Masekesa 2022 AHRLJ 244; Masekesa 2021 PELJ 25-27.

Even though spatial planning cuts across all processes of local governance, 14

14 See Parts 2 and 3 below for details.

its potential in the pursuit of local sustainability in Zimbabwe as envisioned in terms of SDG 11 is, however, unknown and unexplored.

In this context, the main objective of this article is to analyse the extent to which the applicable legal and policy frameworks in Zimbabwe enable cities to use spatial planning to pursue the vision encapsulated in SDG 11. Through engaging in this process the article reflects on the extent to which these frameworks make provision for some generic benchmarks for successful spatial planning distilled from the literature. We note that despite the agreement in the literature in terms of identifying these benchmarks, differences in economic, political, social, and technological developments can affect outcomes in different settings. 15

15 Stead 2012 Planning Practice and Research 104, 107.

In order to achieve the above objective we have structured the remainder of the discussion in five parts. We begin by briefly reflecting on the meaning of the vision captured in SDG 11 in order to understand what is expected of cities generally. The second part establishes, from the relevant literature, some generic benchmarks in spatial planning that could hypothetically guide city authorities in drafting

and implementing spatial plans in pursuit of local sustainability in Zimbabwe. The third part of the article discusses how the law and policy framework in Zimbabwe positions cities to pursue the vision in SDG 11. The fourth part questions the extent to which the legal and policy frameworks in Zimbabwe empower cities, based on the generic benchmarks identified, to utilise spatial planning to advance local sustainability. Part five concludes this discussion.

2 The vision and mandate of cities in SDG 11

Cities across the world are expected in terms of SDG 11 to be "inclusive, safe, resilient and sustainable" by 2030. Even though there are no generally accepted parameters of what makes a city "sustainable", SDG 11 contains specific targets on a wide variety of issues that should be realised by cities across the globe. 16

16 Fuo "Funding and Good Financial Governance" 87; SDG 11 (Targets 11.1-11.7, 11.a-11.c.) (available at UNEP date unknown https://www.unep.org/explore-topics/sustainable-development-goals/why-do-sustainable-development-goals-matter/goal-11_.

This framework envisaged in comprises time-bound targets that can be broadly categorised into outcome-oriented and process-oriented targets. 17

17 UN-Habitat SDG Goal 11 14-55; Masekesa 2021 PELJ 5-6; Van der Berg 2017 Obiter 561-563.

Outcome-oriented targets require local authorities to: 11.1) ensure access for all to adequate, safe and affordable housing, basic services and to upgrade slums; 11.2) provide access to safe, affordable, accessible and sustainable transport systems and to improve road safety by expanding public transport; 11.3) enhance inclusive and sustainable urbanisation and the capacity for participatory, integrated and sustainable human settlement planning and management; 11.4) protect and safeguard the world's cultural and natural heritage; 11.5) reduce the number of deaths and the number of people affected by economic and other disasters; 11.6) reduce their adverse per capita environmental impact with specific emphasis on air quality and municipal and general waste management; and 11.7) provide universal access to safe, inclusive and accessible green and public spaces.

On the other hand, process-oriented targets require local authorities to: 11.a) support positive economic, social and environmental links between urban, peri-urban and rural areas by strengthening development planning; 11.b) adopt and implement disaster risk reduction (DRR) strategies in line with the Sendai Framework for Disaster Risk Reduction 2015-2030 (the Sendai Framework); and 11.c) put pressure on national governments to seek international financial and technical support in building sustainable and resilient buildings.

Against the above background it may be thought that the set of SDG 11 targets may not be exhaustive as to what can be done by local authorities across the world to assist the states in which they are situated to foster local sustainability. Although there is no unanimity in the literature as to the definition of a sustainable city due to different typologies and characteristics that a sustainable city might present, 18

18 See, for example, Du Plessis 2017 LDD 239-262; Doust 2014 Journal of Traffic and Transport Engineering 151-182; Eiraibe, Al-Malki and Furlan 2015 American Journal of Sociological Research 101-118; Jabareen 2006 Journal of Planning Education and Research 38-52.

some definitions resonate with the framework in SDG 11. 19

19 For other definitions, see Du Plessis 2017 LDD 245-246; Sattherwaite Earthscan Reader 6; Doust 2014 Journal of Traffic and Transport Engineering 180; Jabareen 2006 Journal of Planning Education and Research 38

For example, According to Joss, 20

20 Joss Sustainable Cities 3.

a sustainable city is one that supports human health and wellbeing, protects the environment, reduces energy consumption, lessens urban heat-island effects, provides clean water, eases traffic congestion, recycles waste, promotes urban density, expands parkland, creates "walkable" neighbourhoods, generates local employment, champions urban agriculture, celebrates civic engagement and enhances the efficient management of information. According to Slavin, 21

21 Slavin "Rise of the Urban Sustainability Movement" 1-19.

sustainable cities are those that design and manage their form of governance, economies, built environment, transportation systems, energy and water use, food production, and waste in a manner that imposes the smallest possible footprint upon the environment. The above definitions differ slightly 22

22 For other definitions, see Sattherwaite Earthscan Reader 6; Doust 2014 Journal of Traffic and Transport Engineering 180; Jabareen 2006 Journal of Planning Education and Research 38.

but resonate to some extent with the framework within which a "sustainable city" can be conceptualised in terms of SDG 11.

SDG 11 underlines the need to employ planning as a local governance tool In pursuit of local sustainability. 23

23 See, for example, SDG 11 (Targets 11.3 and 11.a).

This requires local authorities to engage in spatial and strategic planning and to adopt and implement spatial plans, strategic plans, and other related local governance tools to advance their local sustainability agendas in the areas of housing, land, water, energy, environment, roads, traffic, culture, and mitigating climate change and local disasters, for example.

3 Spatial planning as a local governance tool for realising SDG 11

Discussion on how cities should use spatial planning to promote local development is not new. It is therefore not surprising that SDG 11

acknowledges the importance of planning for the realisation of its targets. 24

24 See, for example, SDG 11 (Targets 11.3 and 11.a).

Planning can be broadly categorised into spatial planning or strategic planning. Strategic planning is a disciplined effort to produce fundamental decisions and actions that shape and guide a local government in what it does, how it does it and why it does it. 25

25 Bryson Strategic Planning 6.

It entails devising programmes and mobilising resources to achieve the defined goals and objectives of a local authority in a prescribed period of time. 26

26 Yelder et al Effective Strategic Planning 1; Clarke and Stewart Planning for Change 6; Gates Strategic Planning 3; Cheshmehzangi and Dawodu Sustainable Urban Development 8.

On the other hand, spatial planning aims at facilitating and articulating political decisions and actions that will transform the physical and social space and affect the distribution and flow of people, goods and activities. 27

27 UN-Habitat Habitat III Issue Paper 8 1.

Its primary objective is to rethink and improve the spatial organisation, accessibility and design of urban space. 28

28 UN-Habitat Habitat III Issue Paper 8 1-10; UN-Habitat The City We Need 2.0 8.

It is trite to note that this article focusses on spatial planning as a tool for advancing local sustainability. 29

29 UN-Habitat Habitat III Issue Paper 8 1-10; UN-Habitat The City We Need 2.0 8; Chan, Samat and Hoa "Decision Support System" 199.

The present section establishes some generic benchmarks in spatial planning that could hypothetically guide city authorities in drafting and implementing spatial plans in pursuit of local sustainability. The benchmarks are distilled from secondary sources of law such as the International Guidelines on Urban and Territorial Planning that was developed by UN-Habitat to serve as a universally applicable framework of reference for urban planning, the scholarly literature on urban planning, and several non-binging UN policy documents. 30

30 UN-Habitat International Guidelines 1-40.

We identify four key benchmarks from these sources.

Firstly, there should be a solid and predictable long-term legal framework for urban development. 31

31 UN-Habitat International Guidelines 3.

This framework should promote sound and flexible urban planning and design that ensures vertical, horizontal and territorial integration. 32

32 UN-Habitat International Guidelines 3.

Vertical integration is promoted where higher tiers of government determine the legislative and policy framework within which local authorities must conduct planning processes, without specifying in detail how such processes should be done at the local level. 33

33 Chigwata, Muchapondwa and De Visser 2017 J Afr L 44; Chigwata and Ziswa 2018 HJRL 311-312.

Target 11.a of SDG 11 underscores the need to promote the vertical dimension of integration since links between urban, peri-urban and rural areas are supposed to be strengthened by "national and regional development

planning". 34

34 SDG 11 (Target 11.a.). See also SDG 11 (Target 11.b), which is measured by the proportion of "local governments" that adopt and implement local disaster risk reduction strategies in line with "national" disaster risk reduction strategies.

Apart from this, horizontal integration emphasises the significance of coordinating the planning process across different sectors/departments of government to optimise the utilisation of resources and aim for mutually beneficial outcomes. 35

35 For details on horizontal integration, see Gupta and Nilsson "Toward a Multi-Level Action Framework" 275-281.

The need to promote horizontal integration in spatial planning is at the core of SDG 11, as it requires "economic, social, [cultural] and environmental" links between urban, peri-urban and rural areas to be strengthened by national and regional development planning. 36

36 See SDG 11 (Targets 11.a).

In addition, territorial integration can be promoted by coordinating policy, planning, infrastructure and accountability across neighbouring administrative borders. 37

37 Kanuri et al Getting Started with the SDGs in Cities 72.

For our present purposes, Target 11.a underscores the need to promote territorial planning as it requires the strengthening of the economic, social, cultural and environmental links between "urban, peri-urban and rural areas". Overall, the extent to which this condition is met by local authorities has an effect on "compactness", which is a characteristic of urban form (shape, size, density and land use). Strategies that focus on compact urban form seek to ensure that future urban development takes place adjacent to existing urban structures, and that further development of the existing urban fabric takes place in a contained manner. 38

38 Jabareen 2006 Journal of Planning Education and Research 39; Wheeler 2002 Journal of the American Planning Association 270-274.

Accordingly, in promoting compactness city authorities should facilitate development in a manner that avoids sprawl and provides a concentration of socially sustainable and mixed land uses located in close proximity to public transport networks, jobs, schools, shops, health facilities and recreational opportunities. 39

39 Burton, Jenks and Williams "Compact Cities and Sustainability" 4; UN-Habitat International Guidelines 3.

Secondly, local authorities should have sufficient resources to successfully design and implement spatial and other related plans. 40

40 UN-Habitat International Guidelines 3; Stead 2012 Planning Practice and Research 107; Kanuri et al Getting Started with the SDGs in Cities 49; Hendrick 2010 Public Administration Review 222; Virtudes 2016 Procedia Engineering 1711.

Where there is a financial crisis and a lack of sufficient resources, this may lead to fragmentation, the absence of authority and legitimacy, and a democratic deficit. 41

41 Virtudes 2016 Procedia Engineering 1711.

In an ever-increasingly constrained fiscal environment, local authorities need to be able to explore innovative ways of raising revenue, and incorporate financial planning in all their action plans. 42

42 Kanuri et al Getting Started with the SDGs in Cities 49.

The financial

plans of local authorities should contain a realistic income plan, including the sharing of urban value between all stakeholders, and an expenditure provision to address the requirements of the urban plan. 43

43 UN-Habitat International Guidelines 3.

Although SDG 11 is silent about the significance of the financial resources necessary for the implementation of each target, local authorities are expected to complement their financial resources with those obtained from higher tiers of government, the international community and the private sector in order to be able to deliver on the commitments in SDG 11. 44

44 See SDG 11 (Targets 11.3, 11.4 and 11.a).

Local authorities across the globe need to invest trillions of US dollars to build the infrastructure needed to realise SDG 11. 45

45 Fuo "Funding and Good Financial Governance" 87. The US dollar is predominantly the standard currency unit in which goods are quoted and traded, and with which payments are settled in, in the global commodity markets. See Kowalski 2020 http://www.thebalancemoney.com/how-the-dollar-impacts-commodity-prices-809294.

Thirdly, local authorities should facilitate public participation in spatial planning. 46

46 Virtudes 2016 Procedia Engineering 1711; International Council for Local Environmental Initiatives Local Agenda 21 Planning Guide 80; and SDG 11 (Targets 11.1; 11.2 and 11.7).

This enables local authorities to consult citizens and the private sector in order to be better informed of the development needs and priorities in their jurisdiction and the governance areas that need improvement. 47

47 Virtudes 2016 Procedia Engineering 1711; International Council for Local Environmental Initiatives Local Agenda 21 Planning Guide 80.

This may entail a very wide range of activities, such as the use of information technology, grass roots action, lobbying, public-speaking, hearings, public reporting and third-party monitoring. 48

48 Moyo "Basic Tenets of Zimbabwe's New Constitutional Order" 18; Mutema 2012 International Journal of Asian Social Science 2091.

Local authorities can broaden public participation in planning processes by engaging civil society organisations (CSOs). 49

49 SDG 11 (Target 11.3).

CSOs have the potential to contribute to the mobilisation and representation of all sectors of society in community forums and community planning initiatives, with a view to fostering equitable urban development, promoting peaceful social relations and prioritising the development of infrastructure and services in urban areas. 50

50 UN-Habitat International Guidelines 11.

Fourthly, it is important for politicians and management teams of local authorities to be committed to supporting the entire spatial planning process and the implementation of spatial and other related plans. 51

51 UN-Habitat International Guidelines 3; Mitchell 2018 State and Local Government Review 110.

This should include top management and all other managers at the different levels of the management hierarchy who have specific roles to play in the overall

planning process. 52

52 Šuklev and Debarliev 2012 Economic and Business Review 72-73.

Strong political commitment serves to encourage other stakeholders at the local level, including the private sector, to contribute to spatial planning processes aimed at promoting local sustainability.

The above factors would enhance the potential of spatial planning in driving development at the local level. The discussion below briefly explores the law and policy basis for sustainable cities in Zimbabwe.

4 The legal and policy basis for sustainable cities in Zimbabwe

The duty of local authorities to promote sustainable development in Zimbabwe predates SDG 11. A reading of the Constitution of Zimbabwe (2013), legislation and policies shows that local authorities in Zimbabwe have a legal duty to realise some of the aspirations captured in SDG 11. Although the Constitution does not clearly demarcate the mandate of local authorities, its National Objectives 53

53 Chapter 2 of the Constitution of Zimbabwe, Amendment (No 20) Act, 2013 (the Constitution).

can be considered as one of the sources of the mandate of local authorities to pursue local sustainability. In terms of the National Objectives, local authorities share a moral responsibility with higher tiers of government to adopt and implement a variety of tools that promote access to housing 54

54 Section 28 of the Constitution.

and access to public spaces. 55

55 Sections 20(1)(d), 21 and 32 of the Constitution.

In addition, they must promote public participation, 56

56 Sections 13(2) and 17-22 of the Constitution.

promote and preserve local cultures 57

57 Sections 16 and 33 of the Constitution.

and engage in development planning. 58

58 Section 13 of the Constitution.

The National Objectives are not legally binding and therefore not enforceable. However, they provide guidance on what local authorities can do in order to advance sustainable development and the rights in Chapter 4 of the Constitution. 59

59 Zimbabwe Homeless People's Federation and 7 Ors v Minister of Local Government and National Housing and 3 Ors (Civil Appeal SC 541 of 2019; SC 94 of 2020) [2020] ZWSC 94 (17 July 2020) para 8.

Apart from the National Objectives, the mandate of local authorities to pursue local sustainable development is evident from their co-responsibility for ensuring the progressive realisation of the socio-economic and environmental rights enunciated in the Constitution. 60

60 See for example, ss 73(2), 75(4), 76(4) and 77(b) of the Constitution.

In this context local authorities have a shared responsibility with the other tiers of government to give effect to substantive rights such as the right to shelter, 61

61 Section 81(1)(e) of the Constitution.

the right to

a clean and healthy environment, 62

62 Section 73 of the Constitution.

the right to food and water, 63

63 Section 77 of the Constitution.

and the right to language and culture 64

64 Section 63 of the Constitution.

by adopting and implementing a wide range of legal, administrative, financial, educational and social measures, for example. 65

65 See paras 3-5 and 7 of CESCR 1990 https://www.refworld.org/ legal/general/cescr/1990/en/5613 (General Comment No 3). Also see ACHPR Principles and Guidelines 10, 13.

These substantive rights are complemented by procedural rights such as the right to access to justice, 66

66 Sections 69(3) and 85 of the Constitution.

the right to administrative justice, 67

67 Section 68 of the Constitution. This right is governed in terms of the Administrative Justice Act [Chapter 10:28] 2004.

the right to public participation, 68

68 Section 67(1) of the Constitution.

and the right to access to information. 69

69 Section 62 of the Constitution. This right is governed in terms of the Access to Information and Protection of Privacy Act [Chapter 10:27] 2002.

These rights could be invoked by aggrieved right-holders to force a local authority to comply with the legal norms and standards enshrined in the Constitution.

Besides the Constitution, the mandate of local authorities derived from framework local government legislation 70

70 See the Urban Councils Act [Chapter 29.15] 1996 (UCA) – a framework local government legislation which functions in tandem with the Regional Town and Country Planning Act [Chapter 29:12] 1976 as amended (RTCPA).

and sectoral legislation is also critical to the pursuit of local sustainability in Zimbabwe. This mandate relates to the duty of cities to provide services such as housing, 71

71 See ss 16, 23, 36, 43, 63 and 88 as well as the First and Second Schedules to the Housing Standards Control Act [Chapter 29:08] 1972. Also see Principles 33 and 63 of the National Housing Policy (2012) (NHP).

water and sanitation, 72

72 See ss 12(1), 64(1), 67 and 183 of the Water Act [Chapter 20:24] 1998. Also see Zimbabwe National Water Policy (2012) 16, 17.

public transport systems, and public spaces. 73

73 See ss 4 and 39-52 of the Roads Act [Chapter 13:18] 2001; National Transport Policy (2012).

Local authorities are further required to promote cultural diversity, 74

74 Section 8 of the Environmental Management Prohibition Access to Genetic Resources and Indigenous Genetic Resource-Based Knowledge Regulations, SI 61 of 2009 (hereinafter referred to as SI 61 of 2009). Also see the National Museums and Monuments Act [Chapter 25:11] 1972.

manage the environment, 75

75 Waste and Solid Waste Disposal Regulations, SI 6 of 2007; Environmental Management (Environmental Impact Assessments and Ecosystems Protection) Regulations, SI 7 of 2007; National Environmental Policy and Strategies (2009).

engage in development planning, 76

76 Section 9(1) of the Civil Protection Act [Chapter 10:06] 1989; s 4(a) of the Roads Act [Chapter 13:18] 2001; s 12(1) of the Water Act [Chapter 20:24] 1998; National Climate Change Response Strategy (2014) (NCCRS) 145; National Climate Policy (2016) (NCP) 24; NHP para 62.

plan for and manage

disasters, 77

77 See, for example, ss 11(1), 11(5) and 18(2)(c) of the Civil Protection Act [Chapter 10:06] 1989; also see the NCP 9-20.

and engage in climate change mitigation and adaptation. 78

78 See the NCCRS 100-130. Also see the NCP 9-20.

The fact that local authorities have a mandate over a wide range of issues underscores the need for local authorities to promote horizontal integration across different sectors and departments in order to address the multi-dimensional and crosscutting issues faced by urban-dwellers in the face of rapid urbanisation.

Although the constitutional, legislative and policy frameworks capture the mandate of local authorities piecemeal, they oblige and enable local authorities to provide city services critical to the pursuit of local sustainability as envisaged in terms of SDG 11. Since the ability of local authorities to discharge this mandate depends on their utilisation of different local governance tools, Part 5 below questions the extent to which the legal and policy frameworks in Zimbabwe empower urban local authorities to utilise spatial planning in pursuit of local sustainability, taking into consideration the generic factors discussed in Part 3 above.

5 Legal and policy framework for spatial planning in Zimbabwe

As noted in Part 3, the success of spatial planning depends largely on the existence of a solid and predictable long-term legal framework for urban development. 79

79 See Part 3; UN-Habitat International Guidelines 3.

It can be argued that Zimbabwe has such a framework in place. The national government, through Parliament, enacted the Regional Town and Country Planning Act [Chapter 29:12] 1976 (RTCPA) as the principal planning legislation that prescribes the minimum standards to be complied with by local authorities, and designates all urban local authorities as "local planning authorities" for the areas under their jurisdiction. 80

80 Section 10(1) of RTCPA. Since RTCPA was inherited at independence in 1980 and has since then remained the primary tool governing planning in urban areas with no significant changes in 1996, it needs to be construed in line with the 2013 Constitution.

This legislation has undergone several amendments. This section explores how the legal and policy framework caters for the critical success factors distilled in Part 3 above in order to be able to draw conclusions on their relevance and potential in realising the vision in SDG 11.

5.1 Flexible urban planning and design

Successful spatial planning requires that the legal framework for urban development should promote sound and flexible urban planning and design from vertical, horizontal and territorial perspectives. 81

81 See Part 3; UN-Habitat International Guidelines 3.

The RTCPA seems to

provide the basis of flexible urban planning and design, if one considers the two-tier planning system captured therein, with regional and master plans 82

82 Sections 14-16 and 20-21 of RTCPA.

on the upper tier and local plans 83

83 Sections 17-21 of RTCPA.

on the lower tier. All local authorities are expected to utilise a master plan to formulate their policies and general proposals for the planning area with regard to coordinated and harmonious development and other uses of land. 84

84 Section 14(2)(a) of RTCPA.

A master plan is meant to guide development for the whole or part of a local authority's area of jurisdiction 85

85 See generally s 14 of RTCPA.

for a longer period of time, usually extending to 25 years. 86

86 Chigara et al 2013 International Journal of Management and Social Sciences Research 33.

It usually precedes a local plan in terms of preparation, and takes into consideration broad policy issues and the economic development of a local authority's area of jurisdiction. 87

87 Section 14(2) of RTCPA.

Its flexibility lies in the fact that it can be used for: the regulation of land-use; the construction and use of buildings; the conservation and improvement of the physical environment, including the preservation of buildings of special architectural merit or historic interest; the economic development of the planning area; and the movement of traffic therein, including the closure and diversion of any road. 88

88 Section 14 (2)(a) of RTCPA.

It is also required to set out the relationship of the above-mentioned proposals to major proposals for the use of land and traffic in any neighbouring area, which may affect the planning area. 89

89 Section 14 (2)(b) of RTCPA.

The RTCPA also mandates that a master plan contains the following key components: an indication of any part of the planning area to be developed; 90

90 Section 14(4) of RTCPA.

a written statement with the proposals therein being illustrated on a map - showing topographical details and property boundaries; and other maps, diagrams or illustrations of descriptive nature as the local planning authority considers appropriate. 91

91 Section 14(5) of RTCPA.

In order to operationalise master plans, the RTCPA also authorises a local planning authority to keep under review at all times the desirability of preparing a local plan for any part of its area of jurisdiction. 92

92 Section 17(1) of RTCPA.

A local plan presents in detail the manner in which the policy and general proposals of the master plan are to be implemented in that area. 93

93 Sections 17(3)(c) and 17(4) of RTCPA.

It may be prepared for different purposes for the same part of any area. 94

94 Section 17(2) of RTCPA.

A local plan focusses on particular aspects or issues in the area that require attention and indicates

the manner in which these are to be treated. 95

95 Section 17(3)(b) of RTCPA.

As is the case with a master plan, a local plan can be used for: the regulation of land-use; the construction and use of buildings; the conservation and improvement of the physical environment, including the preservation of buildings of special architectural merit or historic interest; the movement of traffic therein, including the closure and diversion of any road; and the phasing of any development, redevelopment or improvement. 96

96 Section 17(3) of RTCPA.

A local plan should consist of a map of the planning area showing topographical details and property boundaries; and a written statement with the proposals being illustrated by additional maps, diagrams, illustrations and descriptive matter as the local planning authority considers appropriate. 97

97 Section 17(5) of RTCPA.

Overall the master planning and local planning functions of local authorities emanating from the RTCPA enable local authorities to effect physical change in accordance with the collective vision, development objectives, projects and sectoral planning tools included in the strategic plans.

In the light of the above, local authorities are required in terms of the RTCPA to adopt and implement master plans 98

98 Sections 14-16 and 20-21 of RTCPA.

and local plans 99

99 Sections 17-21 of RTCPA.

to deal with matters in sectors such as housing, land-use, traffic, roads, the physical environment and culture. These issues are critical to the pursuit of local sustainability as envisaged in terms of SDG 11. The potential of these plans can be enhanced if local authorities imbed within their planning processes the horizontal, vertical and territorial dimensions of integration. The fact that Zimbabwe's legal framework provides context to these dimensions promotes flexible urban planning.

5.1.1 Horizontal integration

As noted in Part 3 above, horizontal integration requires coordination in the formulation and implementation of spatial plans across different sectors/departments of a local government. 100

100 See Part 3; Gupta and Nilsson "Toward a Multi-Level Action Framework" 275-281.

Local authorities in Zimbabwe can promote this dimension of integration by coordinating, in their spatial plans, sectors defined in terms of legislative and policy frameworks discussed below.

In the housing sector, local authorities in Zimbabwe have a combined responsibility, together with the other tiers of government, to contribute towards ensuring that people have access to adequate housing. 101

101 Sections 28 and 81 of the Constitution; s 205(1)(b) of the UCA; Housing Standards Control Act [Chapter 29:08] 1972; NHP.

This

responsibility must be fulfilled on a progressive basis through planning for and coordinating appropriate housing development in the authorities’ areas of jurisdiction. 102

102 NHP para 66.

In order to ensure the conformance of new housing developments with the master plan land-use proposals, urban local authorities are expected inter alia to approve the plans for superstructures; supervise construction; provide on and offsite servicing; and certify completed developments. 103

103 NHP para 42 and Principles 33:5 and 33:6.

In the same vein local authorities are expected to take all necessary, reasonable and practicable measures to: repair, demolish or close buildings, including dwellings, of an unsatisfactory standard; 104

104 Sections 16, 23(b) and 88 and the First Schedule to the Housing Standards Control Act [Chapter 29:08] 1972.

abate the overcrowding of dwellings; 105

105 Sections 36, 43, 88 and the Second Schedule to the Housing Standards Control Act [Chapter 29:08] 1972.

control the harmful use or occupation of premises, and control any undue interference with the rights of the residents of a neighborhood. 106

106 Sections 52 and 88 of the Housing Standards Control Act [Chapter 29:08] 1972.

For example, where slums and informal settlements were established, local authorities in Zimbabwe, with the supervision of the national government, have since independence invoked their planning and development control powers such as regularisation, 107

107 For example, in 2015 government, through the Urban Development Corporation, began a process of regularising Caledonia – perhaps the largest informal settlement within City of Harare boundaries. The regularisation approved layout plans for phases 4-20 and regularised 27,000 houses with about 90% of the structures being completed houses. Muchadenyika and Williams 2017 Cities 38.

evictions with demolitions 108

108 A high-profile example is when urban local authorities across the country, with the supervision of the national government, launched a blanket enforcement of planning laws and spatial plans through Operation Murambatsvina/Restore Order in order to restore the form and structure of cities, which had significantly changed as if there was no planning at all. It is regrettable to note, however, that about 700,000 people either lost their homes, their source of livelihood or both; with a further 2.4 million people or 18% of the Zimbabwean population affected at varying degrees. For details on this Operation, see Chitimira 2017 J Afr L 178-179; Muchadenyika and Williams 2017 Cities 37; Ndhlovu Protection of Socio-Economic Rights in Zimbabwe 3-4.

and slum upgrading interventions. 109

109 Muchadenyika and Williams 2017 Cities 37; Republic of Zimbabwe 2015 https://habitat3.org/wp-content/uploads/Republic-of-Zimbabwe-Country-Report-Habitat_2.pdf 39.

By meeting their planning obligations related to housing, local authorities would contribute towards the realisation of Target 11.1 of SDG 11.

Regarding land-use, local authorities are given development control powers 110

110 Part V of RTCPA.

which enable them to permit, monitor and regulate 111

111 Sections 31-33 of RTCPA.

the

acquisition, disposal, 112

112 Part VII of RTCPA.

subdivision and consolidation of land. 113

113 Part VI of RTCPA.

In this context no person is permitted to subdivide, consolidate or enter into agreements for the lease or change of ownership in relation to a portion of his property without obtaining the permission of the local authority. 114

114 Section 39(1) of RTCPA.

In the same vein, local authorities, together with the Department of Physical Planning in the Ministry of Local Government, should make sure that construction works commence only upon the approval of the settlement and housing plans. 115

115 Paragraph 588 of the Republic of Zimbabwe 2020 http://www.veritaszim.net/sites/veritas_d/files/NDS.pdf (the National Development Strategy); NHP para 42.

The significance of this, especially in cases where land is owned privately, is that infrastructure and facilities should be designed and used in a way that meets the general development standards. Apart from this, as new settlements develop local authorities should also focus on densification and the development of integrated communities in order to minimise the cost of providing basic services and infrastructure. 116

116 National Development Strategy para 599.

However land is developed, local authorities should adopt a transit-oriented development approach 117

117 NCCRS 115, 137.

in the planning of their areas as expected in terms of Target 11.2 of SDG 11. They should also make sure that provision is made for quality and safe public spaces such as public parks, or other social infrastructure that accommodates people from all backgrounds as envisaged in terms of Target 11.4 of SDG 11. In addition, plans should seek to prohibit projects that invade endangered areas such as riverbanks, wetlands, gullies, sloppy areas and marginal lands as well as disaster- and flood-prone areas which are not suitable for human settlement. 118

118 NCCRS 49.

For example, the Chitungwiza-Seke Combination Concept Plan was developed to respond to unplanned settlement on fragile ecological sites such as wetlands and other areas prone to floods, and to curb illegal land occupations. 119

119 Chitungwiza-Seke Combination Concept Plan (2015).

However, due to the fact that this plan was not effectively implemented, it is reported that many low-lying areas of Chitungwiza were affected by flooding occasioned by the 2020-2021 rainfall season. 120

120 Toriro 2021 Journal of Urban Systems and Innovations for Resilience in Zimbabwe 144-145.

In terms of the transport sector, local authorities have a specific mandate to plan, design, construct, maintain, rehabilitate and manage roads in their respective areas of jurisdiction as part of their mandate to provide public transport and ensure road safety. 121

121 Section 4(a) of the Roads Act [Chapter 13:18] 2001.

Master plans and local plans adopted

by local authorities should include measures for the movement of traffic. 122

122 Sections 14(2)(a)(iv) and 17(3)(iii) of RTCPA.

For example, they should assist in determining in respect of any omnibus service, the routes and terminal points and the places for the setting down and taking up of passengers in their areas of jurisdiction or any other area under their administration and control. 123

123 Section 196(2) of the UCA.

These spatial plans should also include measures for the provision, establishment, erection and maintenance of facilities on roads for the convenience and safety of road users. 124

124 Section 4(g) of the Roads Act [Chapter 13:18] 2001.

Cities may also be designed in a way that prioritises non-motorised transport networks such as cycling and pedestrian lanes; that promotes walking; and that includes an interconnected street network. 125

125 NCCRS 115, 137.

To this end, spatial plans are a tool for the pursuit of Target 11.2 of SDG 11, in terms of which cities are encouraged to provide access to safe, affordable, accessible, and sustainable transport systems for all as well as to "improve road safety, notably by expanding [the provision of] public transport."

In the cultural dimension, the master and local plans adopted by local authorities should seek to improve the facilities or amenities available to the public in connection with any land or thing under the control of the local authority, which may be a monument or national monument or relic in terms of the National Museums and Monuments Act. 126

126 Paragraph 53(2) of the Second Schedule to the UCA.

For example, these plans should include measures for the preservation of buildings of special architectural merit or historic interest. 127

127 Sections 14(2)(a)(ii) and 17(3)(ii) of RTCPA.

Moreover, the ability of local authorities to design cities in ways that give space for institutions such as schools, public libraries, museums, historical monuments and art galleries 128

128 Paragraphs 38(a) and 53(1) of the Second Schedule to the UCA; s 16(3) of the Constitution.

is critical to the preservation of natural and cultural heritage in Zimbabwe, 129

129 Section 16(2) of the Constitution.

and is in line with the objective in Target 11.4 of SDG 11.

In the environmental dimension, the Zimbabwean legal framework for planning obliges and enables local authorities to reduce the environmental impact of cities. For instance, in cases where activities such as housing developments, the provision of water supply, the development of tourist-resorts and other recreational facilities, and the establishment of waste treatment and disposal plants 130

130 Sections 97-108, as well as the First Schedule, to the Environmental Management Act [Chapter 20:27] 2002.

require an environmental impact assessment (EIA) in terms of the Environmental Management Act, 131

131 Environmental Management Act [Chapter 20:27] 2002 (EMA). Part Three of Environmental Management (Environmental Impact Assessments and Ecosystems

local

Protection) Regulations, SI 7 of 2007 specifies how EIAs are conducted in Zimbabwe.

authorities should make sure that such an EIA is conducted in order to ensure that the development project complies with the local vision for the sustainable use of land and environmentally sensitive areas as stipulated in their master plans or local plans. In the light of the above, the significance of EIA requirements to the realisation of all SDG 11 targets cannot be questioned as it helps in identifying which policies or actions are going to realistically achieve the desired sustainability objectives as well as highlighting where trade-offs and countermeasures may be required during the development planning.

Apart from the above, local authorities have very specific planning responsibilities with regard to waste management in Zimbabwe. The RTCPA identifies refuse or waste disposal 132

132 Section 22(1) of RTCPA.

as one of the development control functions of local authorities. 133

133 Part V of RTCPA.

This responsibility is complemented in terms of Statutory Tool 6 of 2007, which requires local authorities to adopt a waste management plan by 31st December of each year. Such a plan needs to deal with the quantity of waste, the components of the waste, goals for the reduction of the quantity and pollutant discharges of the waste, the transportation and disposal of the waste, and the adoption of the environmentally sound management of wastes. 134

134 Section 12(2) of SI 6 of 2007.

In preparing its own plan, a local authority may request generators of waste in its jurisdiction to submit their own waste management plans. 135

135 Section 12(1) and 12(2) of SI 6 of 2007.

No person is allowed to dispose of solid waste without having obtained a permit from the presiding local authority. 136

136 Section 24 of RTCPA

A local authority has discretion 137

137 Section 26(5) and 26(6) of RTCPA.

to issue permits for the disposal of waste considering the provisions of the master/local plan, planning conditions and standards and other material considerations. 138

138 Section 26(6) of RTCPA.

What one gathers from this is that there is an intrinsic relationship between strategic planning and spatial planning. By adopting and implementing these plans, local authorities will in principle be able to make a meaningful contribution towards realising the environmental rights especially of impoverished urban dwellers who are more vulnerable to the adverse health effects associated with improper waste management practices. 139

139 Section 73 of the Constitution.

From this perspective, these plans are important to local authorities' realisation of Target 11.6 of SDG 11, in terms of which local authorities are encouraged

to reduce the adverse per capita environmental impact of cities, specifically in terms of municipal solid waste management.

With the above in mind, there is no doubt about the potential of master plans and local plans to promote compactness and mixed land-use. Since the areas of focus of these plans transcend different sectors, such as the environment, roads, traffic, cultural and natural heritage, there is a need for the responsible departments to consider and balance the sector-specific and local area-specific needs in planning processes and encapsulate them in the goals, targets and strategies of local authorities. By integrating sector-specific needs that speak to the socio-economic, environmental and cultural rights entitlements in the planning and implementation of local and master plans, local authorities would improve the relevance of their plans to the objectives envisaged in SDG 11 in their areas of jurisdiction.

5.1.2 Territorial integration

As indicated in Part 3 above, territorial integration is important in the spatial planning process. 140

140 UN-Habitat International Guidelines 1-40; Kanuri et al Getting Started with the SDGs in Cities 72.

Its significance in this context lies in the fact that Zimbabwe's nine provinces are divided into districts 141

141 See s 5(c)(ii) of the Constitution; ss 6 and 7 of the Rural District Councils Act [Chapter 29:13] 1998; s 4 of the UCA.

administered by a total of 92 local authorities, 142

142 See para 40 of the NHP.

31 of which are urban. 143

143 Combined Harare Residents Association Green Paper on Zimbabwe's Local Government 14; Office of the Auditor-General 2019 https://www.veritaszim.net/sites/veritas_d/files/AGs%20Report%20on%20Local%20Authorities%202018.pdf iv.

Urban local authorities are hierarchically divided into four classes. 144

144 Section 4 of the UCA.

From highest to lowest, there are seven city councils, 145

145 Harare, Bulawayo, Gweru, Mutare, Kwekwe, Kadoma and Masvingo.

nine municipal councils, 146

146 Kariba, Victoria Falls, Gwanda, Chitungwiza, Redcliff, Marondera, Bindura, Chegutu and Chinhoyi.

eleven town councils 147

147 They include Karoi, Chipinge, Gokwe, Plum Tree, Norton, Lupane, Zvishavane, Rusape, Shurugwi, Chiredzi and Beitbridge.

and four local boards. 148

148 They include Ruwa, Chirundu, Epworth and Hwange.

Zimbabwe's legal framework provides a space for territorial coordination between local authorities in planning processes. At the constitutional level, local authorities in Zimbabwe have a shared responsibility, with other tiers of government, to facilitate rapid and equitable development, and are particularly obliged to formulate and implement (with the participation of local communities) development plans and programmes to ensure a proper balance in the development of rural and urban areas. 149

149 Sections 13(1) and 13(2) of the Constitution.

In terms of this national objective, metropolitan

councils may cooperate with urban, peri-urban and rural areas, based on their common local contexts, in designing and implementing economic, social, cultural and environmental plans that seek to equitably distribute the costs, benefits and opportunities of urban development and particularly to promote social inclusion and cohesion. 150

150 Section 298(1)(c) of the Constitution. Also see Principle 6(a) of UN-Habitat International Guidelines.

In the same vein, section 10 of the RTCPA authorises two or more local authorities to combine their spatial plans on such terms and conditions as may be agreed between them for the purposes of discharging their duties. In addition, before preparing any master plan or local plan, every local authority is obliged in terms of the RTCPA to undertake a study of the planning area and, to the extent it considers necessary, of any neighbouring area in order to determine any factors that are likely to affect its planning or development. 151

151 Section 13(1)(a) of RTCPA.

When determining any matters relating to a neighbouring area, the local authority is further obliged to consult inter alia with the local planning authority or local authority which has jurisdiction in that area concerning those matters. 152

152 Section 13(2) of RTCPA.

The Harare Master Plan is an example of a plan that embraces the territorial dimension as the Harare City Council jointly prepared the master plan with eleven other local authorities around and adjacent to Harare City. 153

153 These included local authorities governing the adjacent areas of Goromonzi, Chitungwiza, Seke Beatrice Mazowe and Zvimba. Harare Combination Master Plan (1993).

These constitutional and legislative provisions can be used to improve the development linkages between urban, peri-urban and rural areas by coordinating and integrating sectorial policies that commonly affect local authorities as envisaged in terms of Target 11.a of SDG 11. They can be a powerful tool to reduce territorial inequalities, protect ecological systems and improve economic productivity in the region, while addressing the needs of the most vulnerable, marginalised or underserved groups.

5.1.3 Vertical integration

As noted in Part 3 above, by promoting vertical integration local authorities would enhance the potential of spatial planning. 154

154 Chigwata, Muchapondwa and De Visser 2017 J Afr L 44; Chigwata and Ziswa 2018 HJRL 311-312.

Vertical integration can be promoted by allowing supervision from higher levels of government since the objectives that local authorities seek to pursue contribute to the overall development objectives of government. Zimbabwe's legal framework specifically provides for the supervision of local authorities in the formulation and implementation of development plans and programmes to ensure a

good balance in the development of rural and urban areas. 155

155 Sections 13(1) and 13(2) of the Constitution; s 17(4) of RTCPA.

In this light, a local authority can promote vertical integration by aligning proposals for its local plans to standards prescribed in terms of the RTCPA, National Development Plans (NDPs) and provincial development plans (PDPs), for example. 156

156 Section 17(4) of RTCPA.

In order to promote vertical integration, the law requires that a local authority should submit a draft local/master plan to the Minister of Local Government for approval before it becomes a legal document. 157

157 Sections 16(4) and 19(5) of RTCPA.

Apart from this, vertical integration can be promoted by allowing the Department of Physical Planning to exercise its oversight role over local authorities through the technical evaluation of plans such as master plans, local plans and layout plans. 158

158 Chirisa 2014 Consilience 6; Kamete 2009 Urban Studies Journal Limited 906.

This oversight role has the potential to ensure that struggling local authorities are provided with the necessary support to enable them to meaningfully contribute to the pursuit of local sustainability. In the same vein, local authorities can promote vertical integration by complying with any ministerial directive which makes proposals for the alteration, repeal or replacement of a master plan or local plan within such a period as the Minister may direct. 159

159 Section 20(1)(b) of RTCPA.

These powers by the Minister need to be exercised in a manner that strikes a balance between the need to optimise the national supervision and self-governing powers of local authorities entrenched in section 276(1) of the Constitution. 160

160 Subject to the Constitution and any legislation, local authorities have the right in terms of this section to govern, on their own initiative, the local affairs of the people within their areas of jurisdiction.

Overall, meeting these obligations has the potential to strengthen and align urban planning with national and regional frameworks as expected in terms of SDG 11.a.

5.2 Public participation

Public participation, which is one of the constitutive elements of good urban governance, is important for spatial planning. 161

161 See Part 3 above. Also see UN-Habitat International Guidelines 8, 9. Virtudes 2016 Procedia Engineering 1711; International Council for Local Environmental Initiatives Local Agenda 21 Planning Guide 80; and SDG 11 (Targets 11.1; 11.2 and 11.7).

While the Constitution provides for public participation 162

162 Section 67(2) of the Constitution.

in broad terms, the RTCPA elaborates how local authorities can particularly facilitate meaningful participation in decision-making and implementation. 163

163 Section 15 of RTCPA.

In terms of this Act, there are two stages at which local authorities need to engage the public. Firstly, in formulating, and before finally determining the contents of a master or local plan, a local authority is expected to take the necessary steps to ensure that

there is adequate consultation in connection with the matters proposed to be included in a local or master plan. 164

164 Sections 15(1) and 18(1) of RTCPA.

In this context, local authorities may rely on the input of CSOs, 165

165 Section 7(c) of the Constitution.

the National Association of Non-Governmental Organisations (NANGO), and other relevant stakeholders which may contribute to the mobilisation and representation of certain classes of people including women, 166

166 Sections 20 and 80 of the Constitution.

children, 167

167 Sections 19 and 81 of the Constitution.

youths, 168

168 Section 20 of the Constitution.

older persons 169

169 Sections 21 and 82 of the Constitution.

and persons with disabilities 170

170 Sections 21, 22, 82 and 83 of the Constitution.

in public consultations on spatial planning.

Secondly, after adopting a master or local plan, but before submitting it to the Minister for consideration, 171

171 Sections 16(1) and 18(2)(a) of RTCPA.

a local authority is obliged in terms of the RTCPA to place on public exhibition for two months a copy of the draft master or local plan with a statement indicating the place or places at which, and the time within which objections to, or representations in connection with, the draft master or local plan may be made. 172

172 Sections 15(2)(a), 15(2)(b), 18(2)(b) and 18(2)(c) of RTCPA.

The participatory planning envisaged in terms of these obligations 173

173 Also see SDG 11 (Target 11.3).

has the potential to promote inclusivity as envisioned in terms of SDG 11.

Despite the above obligations, it is regrettable to note that public participation is not effective in Zimbabwe. 174

174 Masvaure 2016 Urban Forum 447-463; Chikerema 2013 Journal of Humanity and Social Science 88.

In some cases local authorities have completely failed to comply with their mandate to promote public participation during planning processes. For example, when adopting the Enterprise Corridor Local Development Plan Number 60, 175

175 The plan covers an area approximately two kilometres from the Enterprise Road along the whole stretch of the Enterprise Road from Eastlea, through Highlands up to the north-eastern end of Harare City. It seeks to introduce several non-residential uses (offices and other commercial uses) along this corridor, that was previously largely residential in character. Harare Enterprise Corridor Local Development Plan (2020).

the Harare City Council blatantly ignored the objections raised by the Harare Wetlands Trust that the proposed developments had the potential to destroy the wetlands in different parts of the area. 176

176 For details, see Toriro 2021 Journal of Urban Systems and Innovations for Resilience in Zimbabwe 139-141.

The failure to consult the public may be attributed to the general alienation of citizens from public governance in Zimbabwe. 177

177 Masvaure 2016 Urban Forum 447-463; Chikerema 2013 Journal of Humanity and Social Science 88.

Apart from electing local councillors, citizens do not have any

other effective means of participating in local governance. This means that citizens cannot generally influence spatial planning in Zimbabwe.

5.3 Financial resources

It was noted in Part 3 above that the successful execution of the spatial planning function also depends on whether a local authority has the requisite fiscal resources. 178

178 UN-Habitat International Guidelines 3; UN-Habitat Habitat III Issue Paper 8 7, 8.

In line with this, section 14(3)(b)(v) of the RTCPA obliges local authorities to give due regard to the available resources when preparing master plans. 179

179 Section 14(3)(b)(v) of RTCPA.

The ability of local authorities to meet this requirement partly depends on the extent to which their fiscal powers is guaranteed in Zimbabwe's legal framework. Although the Constitution does not expressly assign revenue-raising powers to local authorities in Zimbabwe, it gives discretion to the national government to confer, through an Act of Parliament, "the power to levy rates and taxes and generally to raise sufficient revenue for them to carry out their objects and responsibilities". 180

180 Section 276(2)(b) of the Constitution.

There are various Acts of Parliament that expressly provide for a wide range of powers of local authorities to unilaterally or mutually (with other tiers of government) raise revenue to meet their obligations. 181

181 See for example ss 218, 159, 179, 173, 174, 178, 152, 269 and 272 of the UCA. Also see the Second Schedule to the UCA. For details on these sources of revenue, see Chigwata "Fiscal Decentralisation" 218-240.

Despite their fiscal powers, research shows that local authorities in Zimbabwe are struggling to raise sufficient revenue to meet their expenditure and development obligations. 182

182 Republic of Zimbabwe 2020 http://zimbabwe.un.org/en/159037-zimbabwe-sdgs-review-progress-report; Chigwata "Fiscal Decentralisation" 226.

As such, local authorities often depend on financial support from the national government sanctioned in terms of the Constitution. 183

183 Section 301(1) of the Constitution.

For example, in the 2022 National Budget the national government committed to allocating conditional grants of ZWL$470 million specifically towards spatial planning. 184

184 Ministry of Finance 2021 http://www.zimra.co.zw/downloads/category/18-government-gazettes?downloads=1756:2022-national-budget-statement-25-nov-21.pdf paras 342 and 349. (hereafter Ministry of Finance 2022 National Budget Statement).

This was in addition to the amount of ZWL$42.5 billion that was allocated as inter-governmental fiscal transfers to local and provincial tiers of government. 185

185 Ministry of Finance 2022 National Budget Statement paras 134 and 538.

Considering the annual inflation rate, which was pegged at 54.5 per cent in October 2021, 186

186 Ministry of Finance 2022 National Budget Statement para 26.

it seems the allocations were inadequate. It is against this background that local authorities in Zimbabwe can engage the international

community 187

187 SDG 11 (Target 11.c).

and the private sector 188

188 Masekesa 2021 PELJ 1-43.

for financial assistance to complement the financial resources obtained from higher tiers of government. 189

189 SDG 11 (Targets 11.3, 11.4 and 11.a).

The prospect of success in securing private sector economic assistance and international donations is limited, however, given the constrained national and global economic conditions. In addition, systemic corruption in planning in Zimbabwe 190

190 The Auditor-General noted with concern that Gweru City Council was also unable to provide layout plans for stands sold during the 2018 financial year. Office of the Auditor-General 2019 https://www.veritaszim.net/sites/veritas_d/files/AGs%20Report%20on%20Local%20Authorities%202018.pdf v. Also see Norton Town Council Strategic Plan (2019-2023) (2019) 15, 17; City of Harare Results-Based Strategic Plan (2017-2020) (2017) 27, 29, 43; City of Bulawayo Corporate Strategy (2020-2024) (2020) para 4.1.

has seriously diluted transparency and accountability in local governance. This is contrary to the vision expressed in the Constitution. 191

191 Sections 9 and 265(1)(a) of the Constitution.

5.4 Political will

Political and managerial commitment was identified in Part 3 above as a crucial success factor for spatial planning. 192

192 UN-Habitat International Guidelines 3.

Although local authorities in Zimbabwe generally have operative master and local plans, there are mixed findings about their commitment to implementing and monitoring them. To start with, local authorities are empowered in terms of the RTCPA to do anything which is necessary to implement an operative master plan or local plan. 193

193 Section 11(1) of RTCPA.

They can establish sound monitoring and evaluation mechanisms in terms of the RTCPA in order to assess the rate of development progress and identify the gaps in development. 194

194 Section 20(1)(a) of RTCPA.

In cases of the non-conformance of physical developments with the requirements in a master plan, urban local authorities have often invoked their development control powers to demolish or regularise informal structures. 195

195 See Part 5.1.1.

However, it is lamentable to note that local authorities have in some cases blatantly ignored certain proposals in master plans, as if they were self/-executing. For example, the Harare City Council has not constructed the two major dams that were proposed in terms of its Harare Master Plan to augment the water supplies in the Manyame Catchment that were projected to be inadequate by the year 2000. 196

196 For details, see Toriro 2021 Journal of Urban Systems and Innovations for Resilience in Zimbabwe 142-143.

It is difficult to tell if this should be attributed to a lack of political will or inadequate fiscal resources. In addition, local authorities have often been reluctant to alter, repeal or replace outdated plans as required in terms

of the RTCPA. 197

197 Section 20(1) of RTCPA.

As such, master plans that have been operative in some local authorities have not been kept abreast with the current and emerging urban challenges. For example, the Harare City Council and the Mutare City Council are only now in the process of reviewing their master plans which were adopted in 1993. 198

198 Toriro 2021 Journal of Urban Systems and Innovations for Resilience in Zimbabwe 143.

When these master plans were prepared, about 20 years ago, the urban population was still small, housing was still largely delivered by councils and not cooperatives, the economy was largely formal, and there were very few vendors who could all be accommodated in designated areas. However, the process of reviewing these obsolete master plans by the Harare City Council and the Mutare City Council could be fruitful as it gives these local authorities the chance to define goals and targets that resonate with the local sustainability envisioned in terms of SDG 11.

5.5 Legal effect of spatial plans

For the draft master or local plan to become a legal document, the Minister must formally approve it. 199

199 Sections 16(4) and 19(5) of RTCPA.

Once a master plan or local plan is approved, it becomes a binding local governance tool (on a date specified in the Government Gazette) which guides and informs all planning and development in a planning area. 200

200 Sections 14(2), 17(3) and 19(4) of RTCPA. In terms of s 2 of this Act, "planning area" means the area for which a regional plan, master plan or local plan is being or has been prepared.

It is of paramount importance to ensure that there are no conflicts between master plans and local plans, 201

201 Section 21 of RTCPA.

as is sometimes expected from the development of physical plan products like houses and roads, for example. Where there is a conflict between a provision in a master plan and a provision in a local plan which was operative before the master plan became operative, that provision in the local plan ceases to be of effect when the master plan becomes operative. 202

202 Section 21(1) of RTCPA.

Apart from this, the RTCPA accords more legal force to master plans than by-laws. If any provision in a municipal by-law conflicts with any provision of an operative master plan or local plan, such a provision of the by-law ceases to be of force and should be amended or repealed. 203

203 Section 21(2) of RTCPA.

In the same vein, the RTCPA makes provision for an Administrative Court to address disputes relating to planning decisions, 204

204 Part X of RTCPA.

including master/local plan implementation. 205

205 Section 11 of RTCPA.

This is in line with the right to access to justice

guaranteed in the Constitution. 206

206 Sections 69(3) and 85 of the Constitution.

Any person with legal standing in terms of section 85(1) of the Constitution can approach the court for relief. The effective functioning of the court has the potential to ensure that local authorities do not unduly prejudice private property interests and vindicates aggrieved persons as a result of a master or local plan coming into operation or damage by reason of an action taken by a local authority. 207

207 Part VIII of RTCPA.

Moreover, where SDG 11 targets have been mainstreamed into a spatial plan, a local authority must pursue such targets in a manner that is consistent with the content of the respective spatial plan and may not deviate from it. When physical developments in urban local authorities do not conform to the land use requirements in a master plan, the respective urban local authorities can exercise their development control powers in order to ensure compliance. These development control powers include: powers for enforcing legal compliance where an authority considers that there is illegal development taking place; 208

208 Section 32 of RTCPA.

powers to remove or demolish or alter existing buildings or to discontinue or modify uses; 209

209 Section 33 of RTCPA.

powers to grant orders for the preservation of buildings of special architectural merit or historic interest; 210

210 Section 30 of RTCPA.

and powers to preserve trees and woodlands. 211

211 Section 31 of RTCPA.

It goes without saying that spatial plans are dynamic, since a local authority is obliged in terms of the RTCPA to alter, repeal or replace plans if it is discovered that the assumptions upon which they were based are no longer valid. 212

212 Section 20(1) of RTCPA.

The fact that the Harare City Council and the Mutare City Council are in the process of reviewing their master plans gives them the opportunity to define their goals and targets, to be guided by the levels of ambition in SDG 11 while taking local circumstances into account.

6 Conclusion

The international community acknowledges cities as essential drivers of sustainable development as is shown by the inclusion of a stand-alone goal for cities in the 2030 Agenda. In Zimbabwe, as elsewhere, a sub-national scale of intervention at the core of SDG 11 is critical if by 2030 its cities are to meaningfully address a wide range of sustainability challenges in the areas of housing, land use, access to water, roads, traffic and culture, to address climate change and to plan for the mitigation of local disasters, for example. Although there is no piece of legislation or policy containing a coherent set of principles for the transition of cities to a sustainable future,

as expected in terms of SDG 11, there are synergies and interactions that can be drawn between the rights-based constitutional duties of local authorities in the country and their express mandate in national legislation, on the one hand, and planning for the sustainable cities envisioned by SDG 11, on the other hand. Cognisant of the many local governance tools that are at the disposal of local authorities, this article has analysed the extent to which the legal and policy frameworks for spatial planning in Zimbabwe enable cities to use this tool to pursue the vision encapsulated in SDG 11. In order to achieve this objective the article has distilled spatial planning benchmarks from scholarly literature and international best practice and used them to test Zimbabwean planning laws and policies. In terms of this assessment, it has generally been established that the Constitution and the Regional Town and Country Planning Act [Chapter 29:12] 1976 sufficiently make provision for some of the key features required for effective spatial planning at the local level. This article has argued that although the existing legal framework makes adequate provision for features that could hypothetically guide cities to use spatial planning to pursue the vision envisaged in SDG 11 in Zimbabwe, their potential is constrained by diverse factors such as the lack of effective public participation in local governance, the inability of local authorities to generate sufficient revenue, systemic corruption in spatial planning processes, and the under-utilisation of the flexible and accommodating legal framework. Some local authorities in Zimbabwe continue to use outdated spatial plans that do not reflect the current reality in their jurisdictions. Without adequately addressing these challenges, the ability of such local authorities to utilise the legal framework regulating spatial planning to drive the ideals encapsulated in SDG 11 is severely constrained.

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City of Bulawayo Corporate Strategy (2020-2024) (2020)

Harare Combination Master Plan (1993)

Harare Enterprise Corridor Local Development Plan (2020)

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National Climate Policy (2016)

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List of Abbreviations

ACHPR

African Commission on Human and

AHRLJ

African Human Rights Law Journal

CESCR

Committee on Economic, Social and Cultural Rights

CSOs

civil society organisations

DRR

disaster risk reduction

EIA

Environmental Impact Assessment

EMA

Environmental Management Act [Chapter 20:27] 2002

HJRL

Hague Journal on Rule Law

J Afr L

Journal of African Law

LDD

Law, Democracy and Development

NANGO

National Association of Non-Governmental Organisations

NCP

National Climate Policy (2016)

NCCRS

National Climate Change Response Strategy (2014)

NDP

National Development Plan

NHP

National Housing Policy (2012)

NUA

New Urban Agenda

OECD

Organisation for Economic Co-operation and Development

PDP

Provincial Development Plan

PELJ

Potchefstroom Electronic Law Journal

RTCPA

Regional Town and Country Planning Act [Chapter 29:12] 1976

SDG

Sustainable Development Goal

SI

Statutory Instrument

UCA

Urban Councils Act [Chapter 29.15] 1996

UN

United Nations

UN-Habitat

United Nations Human Settlements Programme

UNEP

United Nations Environment Programme