How to use Voluntary, Self-Regulatory and Alernative Environmental Compliance Tools: Some Lessons Learnt

Authors

  • Johan N Nel North West University(Potchefstroom Campus)
  • Jan-Albert Wessels North West University(Potchefstroom Campus)

DOI:

https://doi.org/10.17159/1727-3781/2010/v13i5a2710

Keywords:

Environment, environmental protection, enforcement, alternative enforcement tools, legal compliance, environmental management systems, project life cycle, command and control tools, market-based tools, civil-based instruments

Abstract

A number of alternative environmental enforcement tools are available that may be used to enhance the environmental enforcement effort in South Africa.  Current debate focuses on which tools work effectively and the reasons for their success.  The debate is however dominated by issues concerning policy challenges, such as the adoption of alternative tools and necessary arrangements to ensure these tools contribute to overall environmental enforcement performance.  In order to contribute to the debate and stimulate further debate, this article offers a typology of alternative enforcement tool categories, lists the generally argued benefits and disadvantages of both command and control approaches and alternative enforcement tools, offers framework conditions for the successful adoption and use of some of the enforcement tools, and explores empirical and other evidence to determine whether environmental management systems are adequately able to drive sustained and consistent legal compliance.  A South African case study is also presented to illustrate the manner in which a combination of alternative enforcement tools may be integrated with command and control tools to ensure consistent and sustained legal compliance.

   ScienceOpen_Log048.png

Downloads

Download data is not yet available.

References

Bibliography

Croci Environmental Voluntary Agreements

Croci E (ed) The Handbook of Environmental Voluntary Agreements: Design, Implementation and Evaluation Issues (Springer New York 2005)

Du Plessis and Nel "Driving compliance"

Du Plessis W and Nel JG "Driving compliance to and enforcement of South African legislation by means of a hybrid of 'new' environmental governance instruments" (Unpublished paper presented at the Fourth Colloquium and Collegium of the IUCN Academy of Environmental Law, Pace Law School 18 Oct 2006 New York)

ELNI Environmental Agreements

ELNI (ed) Environmental Agreements: The Role and Effect of Environmental Agreements in Environmental Policies (Cameron May London 1998)

Fischer Environmental Management Co-operative Agreements

Fischer D Environmental Management Co-operative Agreements: A Contribution to Pollution Prevention in South Africa? (MSc thesis UJ 2005)

Gunningham and Grabowsky Smart Regulation

Gunningham N and Grabowsky P Smart Regulation: Designing Environmental Policy (Clarendon Oxford 1998)

Hanks 1998 SAJELP

Hanks J "Achieving industrial sustainable development in South Africa: What role for 'self regulatory' and 'co-regulatory' instruments?" 1998 SAJELP 298–354

Hanks Negotiated Environmental Agreements

Hanks J A Role for Negotiated Environmental Agreements in Developing Countries? (MSc thesis Lund University 2000)

Holm Jordaan Group "Urban design"

Holm Jordaan Group "Urban design framework for the Mooi River System in Potchefstroom – Final draft" (Unpublished working document drafted for the Mooirivier Mall development Oct 2006) 35–44

Kotzé Legal Framework

Kotzé LJ A Legal Framework for Integrated Environmental Governance in South Africa and the North-West Province (Wolf Legal Publishers Nijmegen 2006)

Kotzé et al 2007 SAJELP

Kotzé LJ et al "Strategies to integrate environmental policy at the operational level: Towards an integrated framework for environmental authorisations" 2007 SAJELP 57–81

Nel and Du Plessis 2001 SAJELP

Nel JG and Du Plessis W "An evaluation of NEMA: Based on a generic framework for environmental framework legislation" 2001 SAJELP 1–38

Nel and Du Plessis 2004 SAPL

Nel JG and Du Plessis W "Unpacking integrated environmental management: A step closer to effective co-operative governance?" 2004 SAPL 181–190

Nel and Kotzé "Environmental management"

Nel JG and Kotzé LJ "Environmental management: An introduction" in Strydom HA and King ND (eds) Fuggle and Rabie's Environmental Management in South Africa 2nd ed (Juta Cape Town 2009) 1–33

Nel and Le Roux "Municipalities as the regulator and regulated"

Nel JG and Le Roux E "Municipalities as the regulator and regulated: Some thoughts on the complexity of sustainability challenges" (Unpublished paper presented at the International Association of Impact Assessment of South Africa Conference 29–31 Aug 2005 Thaba'Nchu) 347–354

Prinsloo "Urban studies market research report"

Prinsloo D "Urban studies market research report: Mooirivier Mall Potchefstroom" (Unpublished working document drafted for the Mooirivier Mall development Aug 2005) 1–4

Taylor Making Bureaucracies Think

Taylor S Making Bureaucracies Think: The Environmental Impact Statement Strategy of Administrative Reform (Stanford University Press California 1984)

Ten Brink Voluntary Environmental Agreements

Ten Brink P (ed) Voluntary Environmental Agreements: Process, Practice and Future Use (Greenleaf Sheffield 2002)

Wessels and Mkhari "Environmental management training"

Wessels JA and Mkhari B "Environmental management training: A civil based instrument to ensure environmental protection and legal compliance – The Mooirivier Mall case study" (Unpublished paper presented at the Fourth World Environmental Education Congress: Learning in a Changing World 2–6 Jul 2007 Durban) 4–6

Register of legislation

Environment Conservation Act 73 of 1989

National Environmental Management Act 107 of 1998

National Environmental Management: Air Quality Act 39 of 2004

Register of Internet sources

AccountAbility 2008 http://bit.ly/hrzO2w

AccountAbility 2008 AA1000 assurance standard http://bit.ly/hrzO2w [date of use 14 Feb 2011]

Ceres 2007 http://bit.ly/hXaiRR

Ceres 2007 Ceres principles http://bit.ly/hXaiRR [date of use 11 Feb 2011]

ENDS 2002 http://bit.ly/eK2x71

ENDS 2002 Compliance study delivers blow to ISO14001 ENDS Report 332 3–4 http://bit.ly/eK2x71 [date of use 14 Feb 2011]

ENDS 2006 http://bit.ly/eZFYI9

ENDS 2006 EMS survey brings mixed news for certifiers ENDS Report 382 30–33 http://bit.ly/eZFYI9 [date of use 14 Feb 2011]

European Co-operation for Accreditation 2007 http://bit.ly/foOG2U

European Co-operation for Accreditation 2007 Legal compliance as part of accredited ISO 14001:2004 certification http://bit.ly/foOG2U [date of use 14 Feb 2011]

GRI sa http://bit.ly/fyYPku

GRI sa Reporting framework http://bit.ly/fyYPku [date of use 14 Feb 2011]

IEMA 2010 http://bit.ly/f3UFKh

IEMA 2010 Introducing EMAS http://bit.ly/f3UFKh [date of use 14 Feb 2011]

IPC 2009 http://bit.ly/gbCMp8

IPC 2009 Specification for the development of certification schemes for QMS & EMS auditors http://bit.ly/gbCMp8 [date of use 20 Jan 2011]

ISO 2004 http://bit.ly/h17w8o

ISO 2004 Environmental management systems: Requirements with guidance for use http://bit.ly/h17w8o [date of use 14 Feb 2011]

SAATCA 2009 http://bit.ly/eLYNBB

SAATCA 2009 Certification schemes http://bit.ly/eLYNBB [date of use 14 Feb 2011]

SAI 2007 http://bit.ly/fEytTx

SAI 2007 SAI's partnerships http://bit.ly/fEytTx [date of use 14 Feb 2011]

Salgado 2007 http://bit.ly/gwupQW

Salgado I 2007 Green Scorpions raise red flag on habitual polluters The Star 5 Oct 2007 http://bit.ly/gwupQW [date of use 14 Feb 2011]

SANAS 2004 http://bit.ly/i6GJhW

SANAS 2004 Search for accredited bodies and laboratories in the SANAS directory http://bit.ly/i6GJhW [date of use 14 Feb 2011]

SANAS 2008 http://bit.ly/9jespk

SANAS 2008 The South African National Accreditation System http://bit.ly/9jespk [date of use 14 Feb 2010]

UNGC 2008 http://bit.ly/BOPtK

UNGC 2008 Corporate citizenship in the world economy http://bit.ly/BOPtK [date of use 11 Feb 2011]

US EPA 1992 http://bit.ly/dYEjb8

US EPA 1992 Principles of environmental enforcement http://bit.ly/dYEjb8 [date of use 15 Feb 2011]

Published

19-06-2017

How to Cite

Nel, J. N., & Wessels, J.-A. (2017). How to use Voluntary, Self-Regulatory and Alernative Environmental Compliance Tools: Some Lessons Learnt. Potchefstroom Electronic Law Journal, 13(5), 47–78. https://doi.org/10.17159/1727-3781/2010/v13i5a2710

Issue

Section

Articles

Similar Articles

1 2 3 4 5 6 7 8 9 10 > >> 

You may also start an advanced similarity search for this article.